What does Edgar mean?
Edgar is a commonly used English given name, from an Anglo-Saxon name Eadgar (composed of ead “rich, prosperous” and gar “spear “).
What is an Edgar number?
A central index key (CIK) number, a unique number the SEC assigns to each EDGAR filer. It is used with a password for login identification and identifies the submitter—which could be a registrant, a non-registrant, a filing agent, or a training agent. You can log in to EDGAR using any valid CIK-password combination.
What is SEC accession number?
0001193125-15-118890 is an example of an “accession number,” a unique identifier assigned automatically to an accepted submission by the EDGAR Filer System. The first 10 digits (0001193125) comprise the Central Index Key (CIK) of the entity submitting the filing.
What is SEC Form 8 K?
Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.
What is SEC ID?
This is the Morningstar id for a share class of an investment. All share classes of the same investment are linked together using the Fund Id. Some investments do not have separate share classes.
What is SEC Form 17 A?
This SEC Form 17-A shall be used for annual reports filed pursuant to Section 17 of the Securities Regulation Code (SRC) and paragraph (1)(A) of SRC Rule 17.1 thereunder. Annual reports shall be filed within one hundred five (105) calendar days after the end of the fiscal year covered by the report.
Is SEC a bureaucracy?
The Food and Drug Administration (FDA), the Environmental Protection Agency (EPA), and the Securities and Exchange Commission (SEC) are examples of regulatory agencies. They are each governed by a commission of 10 to 15 members who are appointed by the president and confirmed by the Senate.
What is a 6K?
From Wikipedia, the free encyclopedia. Form 6K is an SEC filing submitted to the U.S. Securities and Exchange Commission used by certain foreign private issuers to provide information that is: Required to be made public in the country of its domicile.
What is a 8-K filing?
What is a 40 F filing?
Also called the Registration and Annual Report for Canadian Securities Form, Form 40-F is a filing with the US Securities and Exchange Commission (SEC) used by Canadian companies that want to offer their securities to United States investors.
What is Form f3?
SEC Form F-3 is a regulatory form to register securities that is used by foreign private issuers who meet certain criteria. When applicable, this form, also known as the “Registration Statement”, must be filed with the Securities and Exchange Commission (SEC) in accordance with the Securities Act of 1933.
What is f3 ASR?
Form F-3ASR means the Company’s F-3 automatic shelf registration statement filed with the Commission.
What is Form f1?
Form F-1 is the standard registration statement filed on the SEC EDGAR system by foreign private issuers (certain non-US companies) to register additional securities and by private companies seeking to go public through an IPO (Initial Public Offering).
What is a Rule 415 offering?
An SEC regulation allowing a publicly-traded company to register a new issue of stock and actually offer it at any time over a two-year period, subject to compliance with other appropriate regulations. This offering is covered by a single prospectus but may be offered to the public in different tranches.
Is S-3 filing good or bad?
The filing of a shelf registration statement is often met with derision, and considered a bad omen that shareholder dilution is around the corner. Filing of an S-3 shelf registration signals to the market that a financing is forthcoming, thus creating an overhang on the stock, depressing its performance.
Is shelf offering good or bad?
Shelf offerings give the company the flexibility to get the paperwork out of the way now and then offer the shares only when it needs the cash or only when the market conditions are good. Shelf offerings can dilute existing shares considerably if the offering comes from the company because new shares are being created.
What does it mean when a company applies for mixed shelf?
Mixed shelf offering or Shelf offering is a provision of the Securities and Exchange Commission (SEC) that allows the issuer of equity to register a new issue, which gives the issuing corporation the right to issue the securities it in parts or stages and not all at once over a three year period without re-registering …
What is a notice of effectiveness?
Notice of Effectiveness means a notice upon receipt of which the Seller effectively transfers to the Administrative Agent the exclusive control of the Controlled Account.
How long is a shelf registration good for?
Why do a shelf registration?
The primary advantages of a shelf registration statement are timing and certainty. An effective shelf registration statement enables an issuer to access the capital markets quickly when necessary or when market conditions are optimal.
What is the baby shelf rule?
Similarly, if an issuer is subject to the “baby shelf” limitation of selling only one-third of its public float over a one year period, the amount of securities an issuer may sell under a “baby shelf” offering will be equal to one-third of the public float as determined based on the price at which the common equity was …
How does a shelf registration work?
A shelf registration statement is a filing with the Securities and Exchange Commission (the “SEC”) to register a public offering, usually where there is no present intention to immediately sell all the securities being registered. A shelf registration statement permits multiple offerings based on the same registration.
What is shelf prospectus in simple words?
A shelf prospectus is a type of prospectus that allows a single short form prospectus to be filed on SEDAR for a public offering where the issuer has no present intention to immediately sell all of the securities being qualified as soon as a receipt for the final short form prospectus has been obtained.
Why does it make sense for shelf registration to be limited in time?
Answer and Explanation: It makes sense for shelf registration to be limited in time because this enables the company to act nimbly and sell the shares when market conditions are favorable.
What is shelf eligibility?
Shelf Eligibility Issuers that meet the registrant requirements and have a non-affiliate public float of at least $75 million (within 60 days prior to the date of the filing of the registration statement) may register a primary offering of securities for cash using Form S-3 or Form F-3.
What is an automatic shelf registration?
Definition of Automatic Shelf Registration A “shelf registration” is a public offering where a company can offer multiple types of securities. These securities don’t have to be issued immediately – instead, the company can choose to issue them whenever they are needed.
Who can issue shelf prospectus?
A shelf prospectus can be issued by any public limited company raising funds through multiple issues of bonds. Companies which issue a shelf prospectus should file an Information Memorandum in Form PAS-2.
What is an S 4 registration statement?
SEC Form S-4 is filed by a publicly traded company with the Securities and Exchange Commission (SEC). It is required to register any material information related to a merger or acquisition. In addition, the form is also filed by companies undergoing an exchange offer, where securities are offered in place of cash.
Is an S-4 a proxy statement?
Prospectus. Sometimes, a registration statement will also include the target merger proxy and will be filed as a joint proxy statement/prospectus. The S-4 usually contains the same detailed information as the merger proxy. Like the merger proxy, it is usually filed several weeks after the transaction is announced.
What is an S 1 registration statement?
SEC Form S-1 is an SEC registration required for U.S. companies that want to be listed on a national exchange. It is basically a registration statement for a company that is usually filed in connection with an initial public offering.
What is an SEC proxy statement?
A proxy statement is a document containing the information the Securities and Exchange Commission (SEC) requires companies to provide to shareholders so they can make informed decisions about matters that will be brought up at an annual or special stockholder meeting.